冬油菜叶面积指数高光谱监测最佳波宽与有效波段研究
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国家自然科学基金项目(31471941)和国家油菜产业体系建设专项项目(CARS-12)


Selection Optimization of Hyperspectral Bandwidth and Effective Wavelength for Predicting Leaf Area Index in Winter Oilseed Rape
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    摘要:

    以冬油菜为研究对象,利用连续3季(2013—2016年)不同氮营养水平下冬油菜关键生育期400~1350nm冠层高光谱和LAI数据,研究基于偏最小二乘(Partial least square,PLS)回归分析的冬油菜原初光谱(Raw spectral reflectance,R)及一阶微分光谱(First derivative reflectance,FDR)窄波段光谱变量(1、5、10、20nm)和宽波段光谱变量(40、80、100nm)与LAI之间关系,确定可稳定指示油菜LAI时空变化的最佳波宽及其有效波段。在此基础上,进行了基于有效波段最优波宽下冬油菜LAI预测和精度验证。结果表明,冬油菜LAI对氮肥响应具有高度敏感性,可较为充分反映油菜LAI时空变化,其建模集和验证集变异系数分别为65.4%和54.4%;随波宽增加,基于R-PLS和FDR-PLS回归模型的冬油菜LAI预测精度均呈先增加后降低趋势,至窄波段光谱变量和宽波段光谱变量临界处20nm波宽时达最高,且FDR-PLS预测效果显著优于R-PLS,建模集和验证集相对分析误差(Relative percent deviation, RPD)分别为2.223和2.004。根据FDR-PLS回归模型中各波段变量重要性投影值(Variable importance for the projection, VIP),确定基于该最佳波宽条件下油菜LAI有效波段分别为759、847、921、1002、1129nm。此后,再次构建基于上述有效波段的油菜LAI预测模型,建模集和验证集RPD分别为2.004和1.707,反演效果较为理想。

    Abstract:

    Leaf area index (LAI) is an important biophysical parameter for assessing of agroecosystems, which is widely used in various applications. The ground-based hyperspectral remote sensing technique is known to be inexpensive but effective for monitoring of the LAI of crop canopies. During the past twenty years period, hyperspectral technique has been adopted increasingly for plant LAI evaluation, which demands unique technique procedures compared with the conventional multispectral dataset, such as dimension reduction and denoising. Thus, identifying of the optimal bandwidths as well as effective wavelengths (sensitive wavelengths) is of great importance for improving the accuracy of crop LAI assessment based on the hyperspectral remote sensing data. As one of the most important oil crop in China, with a cultivated area of 7.5 million hectares and a production of about 14.4 million tons of seeds. Accurate and real-time assessment of spatial and temporal variations of crop LAI is particularly important. The objectives were to identify the optimal bandwidths and their effective wavelengths which were best suited for characterizing the winter oilseed rape biophysical variables. Five nitrogen field experiments involving different ecological sites, cultivars and planting patterns were carried out over three consecutive growing years (2013—2016) in Hubei, China. The in-site canopy hyperspectral reflectance dataset of winter oilseed rape were obtained over a wavelength region from 400nm to 1350nm (the visible and nearinfrared region), and quantitative correlations between LAI and their hyperspectra were analyzed. Moreover, a partial least square (PLS) regression model for LAI prediction was employed with different bandwidths (narrow and broad band spectral variables) canopy raw spectral reflectance (R) and its transformation technique: the first derivative reflectance (FDR). The prediction accuracy of the optimal bandwidths were determined by comparing coefficient of determination (R2), root mean square error (RMSE) and relative percent deviation (RPD) between the observed and predicted LAI values for both the calibration(cal) and validation(val) datasets. The results indicated that the values of LAI had a similar range in both the calibration dataset and the validation dataset and provided high variable coefficient values, indicating that the data partitioning was reasonable and could avoid unbiased evaluation. Compared with the R-PLS model for LAI estimation, the FDR-PLS model yielded higher retrieval accuracy for LAI prediction, and the optimal bandwidth was 20nm. The R2val, RMSEval and RPDval between the observations and predictions were 0.779, 0.414 and 2.004, respectively. The VIP scores of the FDR-PLS model with a full hyperspectral region (400~1350nm) were applied to select the effective wavelengths and decrease the high dimensionality of the canopy spectral reflectance data. Five wavelengths centered at 759nm, 847nm, 921nm, 1002nm and 1129nm were selected as sensitive wavelengths for monitoring the LAI status. The newly-developed FDR-PLS models for LAI prediction (R2val was 0.715, RMSEval was 0.486 and RPDval was 1.707) provided accurate estimations based on the field experiment validations using the effective wavelengths. The analytical thinking could provide an inventive thought thread of plant spectral wavelength selection for crop LAI prediction, and it also could provide a theoretical foundation for wavelength settings of broadband multispectral imaging spectrometer and monitoring potential applications of remote sensing data.

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李岚涛,李静,明金,汪善勤,任涛,鲁剑巍.冬油菜叶面积指数高光谱监测最佳波宽与有效波段研究[J].农业机械学报,2018,49(2):156-165. LI Lantao, LI Jing, MING Jin, WANG Shanqin, REN Tao, LU Jianwei. Selection Optimization of Hyperspectral Bandwidth and Effective Wavelength for Predicting Leaf Area Index in Winter Oilseed Rape[J]. Transactions of the Chinese Society for Agricultural Machinery,2018,49(2):156-165

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  • 收稿日期:2017-06-09
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  • 在线发布日期: 2018-02-10
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